We understand that, as businesses regulated by the UK Financial Conduct Authority, our clients have high and exacting regulatory obligations that they must meet. As such, in addition to agreeing the service levels and standards we will provide to you, we have invested directly in compliance support services from dart Compliance Limited, a leading UK FCA compliance consultancy.
Our clients can be confident in dart’s acknowledged expertise in establishing the procedures, systems and controls we need to deliver and evidence good customer outcomes required under the Consumer Duty. This support enables us to operate appropriate policies throughout the business to meet FCA regulation and understand the conduct and ethical responsibilities placed upon us.